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I have a diverse group of fee-based clients. Can I access the products they need?

Investment Advisor Division

Our Investment Advisor Division provides you the ability to offer your clients a broad range of fee-based products and services, such as:

  • Financial and Estate Planning
  • Individual Institutional Money Managers
  • Wrap Fee Mutual Fund and ETF Programs
  • Advisor as Manager (available with or without discretion)

The majority of our advisory programs charge fees based on a percentage of the assets under management. However, you have the option of offering stand-alone services such as financial or estate planning (with or without managing the client assets) and may charge a fee based on a hourly or flat fee schedule.

Our fee based programs may incorporate institutional open-end mutual funds, closed end funds, exchange traded funds, individual stocks and bonds, fee-based UIT’s (no-load), amongst other types of assets that may be used. Alternative investments such as real estate investment trusts, master limited partnerships and commodity exposure are also available.

Access to some of the most respected money managers in the country. Either single managers, or an account with multi-disciplines within the account are available.