Cutter & Company’s relationship First Clearing, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company provides us access to their Private Client Equity Derivatives team , which offers equity risk management strategies for high net worth individuals. The group structures tailored strategies to meet the needs of private investors with concentrated single stock positions.
The building blocks of these strategies are over-the-counter equity options and private contractual arrangements.
These options are not publicly traded and can typically be structured according to the needs of each executive. These strategies may appeal to investors with:
- Low-cost basis stock
- Highly appreciated stock
- Stock acquired through a merger or acquisition
- Restricted stock
- Liquidity needs
- Diversification goals